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东旭B:2018年第三季度报告正文(英文版)  

摘要:tockcode:000413,200413 Abbreviation:DongxuOptoelectronic,DongxuB AnnouncementNo.:2018-127 TunghsuOptoelectronicTechnolog

tockcode:000413,200413        Abbreviation:DongxuOptoelectronic,DongxuB        AnnouncementNo.:2018-127
      TunghsuOptoelectronicTechnologyCo.,Ltd.

              TheThirdQuarterlyReport2018

                    October2018


                              I.ImportantNotice

TheBoardofDirectors,SupervisoryCommittee,alldirectors,supervisorsandseniorexecutivesoftheCompanyherebyguaranteesthattherearenomisstatement,misleadingrepresentationorimportantomissionsinthisreportandshallassumejointandseveralliabilityfortheauthenticity,accuracyandcompletenessofthecontentshereof.AllofthedirectorspresentedtheboardmeetingatwhichthisQuarterlyReportwasexamined.
Mr.WangLipeng,TheCompanyleader,Ms.FengQiuju,ChieffinancialofficerandtheMr.GaoFeipeng,thepersoninchargeoftheaccountingdepartment(thepersoninchargeoftheaccounting)declare:thefinancialreportcarriedinthisreportisauthenticandcompleted.


                      II.Basicinformationaboutthecompany

I.Mainfinancialdataandfinancialindex
IndicatebytickmarkwhethertheCompanyneedstoretroactivelyrestateanyofitsaccountingdata.
√Yes□No
Reasonsforretrospectiverestatements:
Businessmergerunderthesamecontrol.

                                                                                      Changesofthisperiod
                                                          Sameperiodoflastyear          oversameperiodof
                                  Thisperiod                                              lastyear(%)

                                                  Beforeadjustment    Afteradjustment    Afteradjustment

Grossassets(Yuan)              67,307,546,318.09    67,683,329,226.91    68,610,779,546.18            -1.90%
Netassetsattributabletothe

shareholdersofthelistedcompany    31,674,599,946.40    30,922,796,455.46    30,949,718,542.41              2.34%
(Yuan)

                                                Increase/decreaseoverBetweenbeginningofChanged(%)over
                              Reportingperiod  thesameperiodoflasttheyeartotheendof

                                                    year(%)                          endofprev.year

                                                                      thereportperiod

Operatingrevenue(Yuan)          6,133,715,988.34            79.68%    17,263,567,779.22            108.24%
Netprofitattributabletothe

shareholdersofthelistedcompany      456,861,464.93              9.28%    1,315,157,554.01            24.60%
(Yuan)
Netprofitafterdeductingof
non-recurringgain/lossattributable

                                  440,653,348.34              8.72%    1,251,998,827.11            29.15%
totheshareholdersoflisted
company(Yuan)
Cashflowgeneratedbybusiness

operation,net(Yuan)                  --                --              -515,426,729.96          -210.32%
Basicearningper

                                            0.08              0.00%              0.23              9.52%
share(RMB/Share)
Dilutedgainsper

                                            0.08              0.00%              0.23              9.52%
share(Yuan/Share)
Weightedaverageincome/asset

ratio(%)                                1.45%            -0.24%              4.19%            -0.27%
Itemsandamountofnon-currentgainsandlosses

√Applicable□Notapplicable

                                                                                              InRMByuan
                                                      Amount(Year-beginningto

                        Items                                                            Notes

                                                      theendofthereportperiod.)

Non-currentassetdisposalgain/loss(includingthewrite-offpart

                                                                  -3,418,550.48

forwhichassetsimpairmentprovisionismade)
Govemmentsubsidyrecognizedincurrentgainand

loss(excludingthosecloselyrelatedtotheCompany’sbusiness              60,821,881.55

andgrantedunderthestate’spolicies)
Gain/lossonentrustingotherswithinvestmentorasset

                                                                  13,923,452.07

management

Gain/lossfromdebtreorganization                                        484,207.00

Netgain/lossofcurrenttermfromconsolidationofsubsidiaries

undercommoncontrolfrombeginningoftermtothe                        -9,555,668.76

consolidationdate

Entrustedwiththeoperatingofthetrusttoobtainfeeincome                    235,849.06

Othernon-operatingincomeandexpenditurebesidefortheabove

                                                                  9,012,735.85

                        items

Less:Influencedamountofincometax                                  10,315,572.42

Amountofinfluenceofminorityinterests(Aftertax)                      -1,970,393.03

                        Total                                    63,158,726.90            --

FortheCompany’snon-recurringgain/lossitemsasdefinedintheExplanatoryAnnouncementNo.1oninformationdisclosureforCompaniesOfferingtheirSecuritiestothePublic-Non-recurringGainsandLossesanditsnon-recurringgain/lossitemsasillustratedintheExplanatoryAnnouncementNo.1oninformationDisclosureforCompaniesofferingtheirsecuritiestothepublic-non-recurringGainsandlosseswhichhavebeendefinedasrecurringgainsandlosses,itisnecessarytoexplainthereason.
□Applicable√Notapplicable
NoneofNon-recurringgain/lossitemsrecorgnizedasrecurringgain/loss/itemsasdefinedbytheinformationdisclosureexplanatoryAnnouncementNo.1-Non�Crecurringgain/lossinthereportperiod.
II.TotalShareholdersandSharesHeldbyTopTenShareholdersattheEndoftheReportingPeriod
1.AboutTotalCommonShareholders,TotalPreferenceShareholderswiththeVotingPowerRecoveredandtheSharesHeldbyTopTenCommonShareholders

                                                                                    Inshares
                                352,955(Including335705shareholdersTotalpreferenceshareholderswith

Totalnumberofcommon

                                holdingasharesand17250shareholdersthevotingpowerrecoveredattheend        0
shareholdersattheperiod-end                        holdingBshares)ofthereportingperiod(ifany)

                                    Sharesheldbythetop10shareholders


                                                                      Amountof    Pledgingorfreezing

                                              Share

                              Propertiesof                            tradableshares

      Shareholdername                      proportion    Quantity                  Statusofthe

                              shareholder                            withConditional            Quantity

                                                %                                    shares

                                                                          held

                            DomesticNon

TunghsuGroupCo.,Ltd.        -State-ownedlegal    15.97%    915,064,091    791,889,488Pledge      799,643,042
                            person

                            DomesticNon

ShijiazhuangBaoshiElectronic

                            -State-ownedlegal    5.80%    332,382,171              Pledge      153,520,000
GroupCo.,Ltd.

                            person

                            DomesticNon

ShanghaiHuimaoEnterprise

                            -State-ownedlegal    4.58%    262,626,262    262,626,262Pledge      80,240,722
ManagementCo.,Ltd.

                            person

MinshengRoyalFund
ManagementCo.,Ltd--PingAn

                            Other                1.70%    97,192,224    97,192,224

Bank-DayeTrust・Zengli2single
FundTrust
TunghsuOptoelectronic

TechnologyCo.,Ltd.-Thefirst  Other                1.27%    72,639,296    72,639,296

ESOP
BeixinRuifengFund-China
MerchantsBank-DayeTrust-

                            Other                1.08%    62,095,032    62,095,032

DayeTrust・Profitincrease3
singlefundplan

                            DomesticNon

ShenzhenTaianerInformation

                            -State-ownedlegal    1.07%    61,165,682                Pledge    55,265,682
TechnologyCo.,Ltd.

                            person

WanheSecurities-China
MerchantsBank-Wanhe

                            Other                0.96%    55,246,500

SecuritiesandNo.1Collective
assetmanagementplan
NuoanFund-Industrial

Securities-NanjingShuangan    Other                0.96%    55,246,487

AssetsManagementCo.,Ltd.
ZhonghaiTrustCo.,Ltd.-
ZhonghaiTrust-Tunghsu

                            Other                0.92%    52,555,280

OptoelectronicESOPpooled
Fundtrust

                          SharesheldbytheTop10ShareholdersofNon-restrictedshares

              Shareholders’Names                  Numberofthe                  Sharetype


                                                  non-restricted

                                                                            Sharetype            Quantity

                                                    sharesheld

ShijiazhuangBaoshiElectronicGroupCo.,Ltd.                332,382,171RMBCommonshares          332,382,171
TunghsuGroupCo.,Ltd.                                  123,174,603RMBCommonshares          123,174,603
ShenzhenTaianerInformationTechnologyCo.,Ltd.              61,165,682RMBCommonshares            61,165,682
WanheSecurities-ChinaMerchantsBank-Wanhe

                                                        55,246,500RMBCommonshares            55,246,500
SecuritiesandNo.1Collectiveassetmanagementplan
NuoanFund-XingyeSecurities-NanjingShuangan

                                                        55,246,487RMBCommonshares            55,246,487
AssetsManagementCo.,Ltd.
ZhonghaiTrustCo.,Ltd.-ZhonghaiTrust-Tunghsu

OptoelectronicEmployees'ShareholdingPlanCollecting          52,555,280RMBCommonshares            52,555,280
FundTrust
ChinaLifeAMPAssetManagementCo.,Ltd.-BohaiBank
-MinshengTrust托-ChinaMinsheng

                                                        48,619,336RMBCommonshares            48,619,336
Trust・Zhicheng192TunghsuOptoelectronicPrivatePlace
mentCo.,Ltd.TrustPlan

#YangHaihui                                            31,767,200RMBCommonshares            31,767,200
ChinasecuritiesfinanceCo.,Ltd.                            30,906,112RMBCommonshares            30,906,112
QianhaiEquityInvestmentFund(LP)                          28,094,845RMBCommonshares            28,094,845
                                                Amongtheshareholders,TunghsuGroupandBaoshiGrouphave

Explanationonshareholdersparticipatinginthemargin    relationshipandconstitutepersonstakingconcertedaction,Atthe
tradingbusiness

                                                sametime,thereisaconcertedrelationshipwithYangHaihui.

                                                thetop10ordinaryshareholderYangHaihui,holds31,767,200shares
Participationoftop10unconditionalcommonshare

                                                throughthemarginfinancingandsecuritieslendingaccount,

shareholdersinsecuritiesmargintrading(ifany)

                                                accountingfor0.55%ofthecompany'stotalsharecapital.

Whethertoptencommonshareholdersortoptencommonshareholderswithun-restrictsharesheldhaveabuy-backagreementdealinginreportingperiod.
□Yes√No
Thetoptencommonshareholdersortoptencommonshareholderswithun-restrictsharesheldoftheCompanyhavenobuy�Cbackagreementdealinginreportingperiod.
2.Totalnumberofpreferredshareholdersandshareholdingoftop10preferredshareholdersbytheendofthereportperiod
□Applicable√Notapplicable


                                      IIISignificantEvents

I.Particularaboutmajorchangesfromitemsofmainaccountingstatementsdfinancialindexesaswellasreasons
√Applicable□Notapplicable

                                      Sameperiodofthe

                  Thisperiod/Year-end      previous

No    Items                                            Changes%          Remarksonthechange

                        balance      year/Year-beginning

                                            balance

  1  Advance          3,977,698,892.40    2,021,119,950.95        96.81%Mainlyduetothenewprepaidpurchaseprice
      payments

  2  Assetsheldfor      126,264,435.58      213,034,435.58      -40.73%MainlyduetothedivestitureoftheSun

      sales                                                            companyheldforsaleinthecurrentperiod
  3  Othercurrent        869,301,646.76    2,559,947,333.75      -66.04%Mainlyduetotheredemptionofwealth

      asset                                                            managementproductsandthetaxrefundfor
                                                                      inputtaxtobededucted

  4  Availablefor        243,158,605.30      100,000,056.00      143.16%Mainlyduetothenewinvestmentthathasno
      saleof                                                            control,jointcontrolorsignificant

      financialassets                                                    influenceinthecurrentperiod.

  5    Construction    5,440,305,032.18    3,663,486,639.90        48.50%Mainlyduetotheconstructionofthe

      inprogress                                                      productionline

  6  Development        31,746,824.29      15,397,704.97      106.18%Mainlyduetotheincreaseindevelopment
      expenses                                                        projects

  7    Long-term      3,626,603,489.32    5,209,726,250.77      -30.39%Mainlyduetorepayment

      loan

  8  Business        17,263,567,779.22    8,290,180,051.74      108.24%Mainlyduetobusinessgrowth

      income

  9  Businesscost    14,026,126,902.57    6,064,282,729.77      131.29%Mainlyduetotheincreaseinthe

                                                                      correspondingcostofbusinessgrowth

  10    Sales            179,353,037.49      70,558,695.36      154.19%Mainlyduetotheincreaseinfreightcosts
      expense                                                          suchasbusinessgrowth.

  11  Administrative      412,996,869.13      274,418,882.89        50.50%Mainlyduetotheincreaseinthe

      expense                                                          correspondingLaborcostofbusinessgrowth
II.Theprogressofsignificanteventsandinfluence,aswellastheanalysisandexplanationonresolvingproposal.
□Applicable√Notapplicable
III.CommitmentsfinishedinimplementationbytheCompany,shareholders,actualcontroller,acquirer,directors,supervisors,seniorexecutivesorotherrelatedpartiesinthereportingperiodandcommitmentsunfinishedinimplementationattheendofthereportingperiod
□Applicable√Notapplicable
Thecompanyhasnocommitmentscompletedinperiodandthosewithoutcompletedtilllendoftheperiodfromactualcontroller,shareholders,relatedparties,purchaserandcompanies.

IV.AnticipationofBusinessPerformanceof2018
Alertoflossorsignificantchangeinnetprofitfromthebeginningofyeartotheendofnextreportperiodor
comparingwiththesameperiodoflastyear,andstatementofcausations.
□Applicable√Notapplicable
V.Investmentinsecurities
□Applicable√Notapplicable
Nosecuritiesinvestmentinperiod.
VI.EntrustedFinancialManagement
□Applicable√Notapplicable
ThereisnoEntrustedFinancialManagementduringthereportperiod.
VII.Investmentinderivatives
□Applicable√Notapplicable
Thereisnoderivativeinvestmentduringthereportperiod.
VIII.Theregistrationformofacceptanceofinvestigation,communicationandinterviewinthereportperiodforfuturereference
□Applicable√Notapplicable
ThePeriodhasnoresearch,communicationandwritteninquiryfromtheinvestorsinthereportperiod.
IX.Externalguaranteegetoutofline
□Applicable√Notapplicable
TheCompanyhasnoexternalguaranteegetoutofthelineinthePeriod
X.Controllingshareholderanditsrelatedpartiesoccupyingnon-businesscapitalofthelistedcompany
□Applicable√Notapplicable
Therearenocontrollingshareholderanditsrelatedpartiesoccupyingnon-businesscapitalofthelistedcompanyinPeriod


        TunghsuOptoelectronicTechnologyCo.,Ltd.

          BoardChairman:WangLipeng

IssuedayapprovedbytheBoardofDirectors:October30,2018
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